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Law
and Ethics
Laws
-
An MFT must know the laws and apply them to situations they
encounter in their practices.
Ethical
guidelines
- An MFT must also abide by ethical guidelines, standards and
practices.
Clinical
considerations
- Sometimes a decision will be influenced by the clinical treatment
which will influence how the laws and ethics are handled.
Personal
style and values- An MFTfs personal style and way
of working will influence how she or he carries out the legal
and ethical responsibilities.
Community
Considerations-
An MFT will have to know what community resources are available
in order to fulfill his or her legal and ethical responsibilities.
It is important to know which hospitals have involuntary holds,
and who to call for child and elder abuse.
When
making clinical decisions, MFTs must always consider laws and
ethical standards; however, clinical decisions may also be influenced
by clinical treatment considerations, an MFfTs personal values
and style, and community considerations.
If
decisions are based on the law, it is most likely that these
will be state laws, since there are very few federal laws that
apply to an MFTfs practice.
Confidentiality
Privacy
is a basic right that allows a person to decide how much of
his or her thoughts, feelings, and personal data will be shared
with others. Confidentiality is a general standard of professional
conduct that obliges and MFT not to discuss information about
a client with anyone. Because of this ethic, a client can be
assured that the content and fact of his or her therapy will
be kept confidential by the psychotherapist. Although confidentiality
is an ethical issue, it can have legal ramifications if a therapist
violates a clientfs confidence.
The
three situations, in which a breach of confidentiality is mandated,
or required, regardless of intervening personal or clinical
considerations, are duty to warn, known or reasonably suspected
child abuse, and elder or dependent adult abuse. For MFTs, the
most relevant exception to privilege that permits but does not
mandate, a breach of confidentiality occurs when the therapist
has cause to that a client presents danger to themselves or
others or the property of another, and disclosure of this information
is necessary to prevent the danger. In law, this allowable breach
is referred to as Evidence Code 1024.
Tarasoff
When,
due to his or her mental or emotional condition, a client poses
an imminent danger to themselves; a breach of confidentiality
is allowable and usually necessary. If an MFT believes that
a client is a high risk for suicide, the MFT must take reasonable
steps to ensure the clientfs safety. Often an MFTfs response
in this situation will include establishing a suicide prevention
contract with the client, contacting the clientfs family and/or
having the client hospitalized.
The
gduty to warnh specifies that a clientsf confidentiality
must be breaches when the client believed to be a serious danger
to an identifiable other person. The Tarasoff case is relevant
to this requirement. According to this case, gwhen a psychotherapist
determines, or pursuant to the standards should determine, that
his patient present a serious danger of violence to another,
he incurs an obligation to use reasonable care to protect the
intended victim against such danger.h The discharge of such
duty, depending on the nature of the case, may call for the
therapist to warn the intended victim of the danger, to notify
the police or to take whatever steps are reasonably necessary
under the circumstances. The Tarasoff ruling is commonly cited
as establishing a gduty to warn.h However, the ruling actually
prescribes a duty to protect an intended victim by taking the
above noted steps.
Privilege
Privilege
is a legal term that refers to a clientfs right to not have
confidential information released in legal proceedings.
The
client is ordinarily the holder of privileged which means that
therapist cannot reveal confidential information in a legal
proceeding unless this person has waived the privilege. Privilege
is waived when a client has consented to the disclosure of information,
and when a client has disclosed a significant part of the information
to a third person and d in certain legally defined situations.
In
conjoint therapy, the waiver of the privilege by one of the
clients does not affect the right of another of the clients
to claim the privilege; this is true even when it relates to
the same confidential information.
Legally
defined exceptions to privilege (situations in which the privilege
is waived) include: when a therapist is acting in a court-appointed
capacity (e.g., when the therapist has been appointed to evaluate
a defendant); a client initiates a malpractice or other lawsuit
against the therapist; a client has introduced his or her mental
condition as a defense in a civil suit; the client has sought
the assistance of the therapist solely for the purpose of committing
a crime, and the therapist determines that a client is in need
of hospitalization for a mental or emotional disorder.
Permissible
Disclosure
According
to Evidence Code 1024, there is no privilege when a therapist
has reasonable cause to believe that the patient is in such
a mental or emotional condition as to be dangerous to self or
others or dangerous to the property of another person and that
disclosure of the communication is necessary to prevent the
threatened danger. Other than in a Tarasoff situation, E.C.
1024 defines situations in which a therapist is permitted to
breach confidentiality. In an ambiguous situation, in which
it is not clear to you whether this exception to privilege applies,
it is better to err on the side of caution and maintain confidentiality.
According
to Welfare and Institutions Code 5150 involuntary hospitalization
is one option you have when a clientfs danger to self or others
is the result of a mental disorder.
When
a client threatens suicide, an MFT is ethically justified in
breaking and legally permitted to break confidentiality in order
to protect the client. In other words, when a client is suicidal,
a therapist must take reasonable steps to prevent suicide. However,
when doing so the therapist should violate the clientfs confidentiality
as little as possible.
Involuntary
Confinement
According
to Welfare and Institutions Code 5150, if a client is a danger
to him or herself and others or gravely disabled as a result
of a mental disorder, and MFT may have him or her involuntarily
hospitalized for 72 hours. In cases in which hospitalization
is required voluntary hospitalization is always preferable to
involuntary hospitalization.
Persons
Legally authorized by Welfare and Institutions Code 5150 to
involuntarily confine an individual include police officers,
members of the attending staff or other professional persons
designated by a county. An MFT who believes that her or his
clients should be hospitalized involuntarily should contact
the police or Psychiatric Emergency Team.
HIV
and Confidentiality
Physicians
Physicians
may but are not mandated to inform an HIV positive patientfs
sexual partner or needle sharing partner of the patientfs test
results without the patientfs permission. Physicians may also
inform other health care workers of those test results without
the patientfs permission.
Psychotherapists
Despite
the legislation, an MFTfs obligations and rights with a client
who is HIV positive remain unclear. For example there is no
specific gduty to warnh when a HIV positive client does not
inform a sexual or needle sharing partner of his or her test
results. However, an MFT who takes actions warn such a partner
would possibly be protected under the provisions of the Evidence
Code 1024. In general, however, it is better to maintain confidentiality
and encourage the client to notify his or her sexual or needle
sharing partner.
Child
Abuse
If
in the course of your work you acquire wither knowledge or a
reasonable suspicion of child abuse, you must file a written
report with the proper authorities by telephone as soon as possible
o immediately. You must then file a written report within 36
hours.
There
is no time limit on child abuse reporting; as long as the victim
is still a minor, you must file a child abuse report. However,
if you learn about the child abuse outside your professional
capacity or role, you have the option, like any other citizen,
to either make or not make a report.
The
telephone report must include the name of the person making
the report, the name of the child, the nature and extent of
injury and any other information requested by the child protective
services, including the information that led you to suspect
child abuse or neglect.
Child
physical abuse is defined as any physical injury inflicted on
a minor, other than an injury inflicted by accidental means.
The
negligent failure to care for a child when injury has resulted,
as well as the intentional failure to care for a child when
injury has not resulted constitute severe neglect. General neglect
is defined as the failure to care for a child that does not
result in injury.
Sexual
abuse includes two categories: sexual assault (e.g. incest and
molestation) and sexual exploitation (e.g. encouraging a minor
to engage in obscene acts or prostitution). Another example
of the former is lewd and lascivious acts upon a child under
the age of 14. It refers to any sexual toughing or intercourse
with a male or female child under this age, even if it is consensual.
However, according to a ruling by the Attorney General there
is no legal mandate to report voluntary, non-abusive sexual
conduct between two minors under this age.
Sex
between an adult over the age of 21 and a consenting minor under
the age of 16 does not have to be reported, according to the
Child Abuse Reporting Law, effective January 1 1998.
Elder
or Dependent Adult Abuse
California
law defines an gelderh as a person who is age 65 years or
older. A gdependent adulth is a person between the ages of
18 years and 64 years, who has physical or mental limitations
that restrict his or her ability to carry out normal activities
or to protect his or her rights.
Mandated
reports are required to report instances of known and reasonably
suspected physical abuse, abandonment, isolation, neglect, financial
abuse, and any other treatment that results in physical harm,
pain or mental suffering. gMental sufferingh includes fear,
confusion; sever depression, agitation or other serious emotional
distress caused by threats, harassment or other forms of intimidating
behavior.
As
a mandated reporter and MFT is required to make a report of
known and suspected elder or dependent adult abuse when, in
his or her professional capacity, or within the scope of his
or her employment, he or she has observed or has knowledge of
an incident that reasonably appears to be physical abuse, neglect,
financial abuse, abandonment, or isolation; he or she is told
by and elder or dependent adult that he or she is experiencing
behavior constituting physical abuse, neglect, financial abuse,
abandonment or isolation. Or he or she reasonably suspects abuse.
gPhysical
abuseh is defined as including assault, assault with a deadly
weapon or with force likely to cause great bodily injury, battery,
unreasonable physical restraint; prolonged or continual deprivation
of water or food, various forms of sexual assault, and certain
inappropriate uses of chemical or physical restraint as defined
by the law.
Examples
of elder or dependent adult gneglecth include the failure
to assist in personal hygiene or in the provision of food, clothing
or shelter; as well as the failure to provide medical care for
physical health needs, failure to protect from health care safety
hazards, and the failure to prevent malnutrition and dehydration.
Report
of known or reasonably suspected elder or dependent adult abuse
must be filed by telephone immediately or as soon as practically
possible. A written report must then be filed within two working
days.
Reports
should generally be made to the countyfs adult protective agency
or to the local law enforcement agency. However, if the abuse
occurred in a state mental health hospital or state developmental
center, reports should be made to designated investigators to
the State Department of Mental Health or the State Department
of Developmental Services, or to the local law enforcement agency.
And if the abuse occurred in a long term care facility (other
than a state mental hospital or state developmental center),
reports should be made to the local ombudsman or to the local
law enforcement agency.
Treatment
of Minors
A
minor is entitled to a confidential relationship with his or
her therapist. With regard to the privilege, however, when a
minor is in therapy with his or her parents consent, the parents
may claim or waive the privilege on the minorfs behalf. In
addition, in this situation a minorfs parent(s) has a legal
right to inspect/access a therapistfs records about their child,
unless the therapist determines that this would have a detrimental
effect of his or her professional relationship with the minor
client or on the minor clientfs physical safety or psychological
well being. When treating a minor with the parentfs consent
the therapist must have the permission of the parents to communicate
with the minorfs teacher or examine the minorfs medical records.
When
the parents of a minor are divorced, the custodial parent may
give consent to treatment. However, both custodial and non custodial
parents may access and inspect information about the therapy
of the minor. In these circumstances however, the therapist
should use his or her professional discretion, and always act
in the best interests of the minor client.
To
be emancipated, a minor must be age 14 or older. In terms of
the law emancipated minors have the same rights and obligations
as adults.
Under
some circumstances, minors age 12 or older can receive psychological
services with parental knowledge and consent. For this to occur,
the therapist must determine that the minor is sufficiently
mature, and that without treatment the minor would present a
danger of serious physical or mental harm to self or others.
In addition such a minor can receive psychological treatment
without parental knowledge or consent if he or she has experienced
child abuse.
When
a child receives psychological services without parental knowledge
or consent, the therapist can act as the claimer of the privilege.
For the therapist to be able to obtain the minorfs medical
records in this situation, the minor must give signed consent.
Sex
and Psychotherapy
Sex
with a client is prohibited by both ethical standards and laws
defining professional conduct. As a result, an MFT who engages
in sexual activity with a client may be penalized by having
his or her license revoked.
In
recent years, two other laws have been enacted with regard to
psychotherapist sex with a client; According to C.C. 49.93,
a client has a cause for civil action against a therapist when
sexual contact occurs during the course of therapy, within two
years following termination of therapy and/or by means of deception.
This law also requires the subsequent therapist to give the
client who reveals sexual contact with a therapist a brochure
that explains the clientfs rights and remedies.
B.
& P.C. 729 allows a psychotherapist to be criminally prosecuted
and convicted for engaging in sexual activities with a client.
In terms of sexual relations with former clients, criminal penalties
also ensue if it is proven that a therapist terminated therapy
for the purpose of engaging in sexual activity unless the therapist
has referred the client to an objective and independent psychotherapist,
recommended by a third party psychotherapist for treatment.
Laws
Regulating MFT Practice
The
law defines the practice of marriage and family therapy as services
performed with individuals or groups wherein interpersonal relationships
are examined for the purpose of achieving more adequate, satisfying
and productive marriage and family adjustments. MFTs may practice
psychotherapy and diagnose and treat mental disorders as long
as these processes are directed toward relationship problems.
However, the scope of individual MFTfs practice is always limited
by his or her training and competence.
An
MFT may conduct psychological testing if he or she can substantiate
that he or she has had adequate training and experience. And
is using the tests to assess and /or treat relationship problems.
With
regard to supervision, the supervisor and person being supervised
are responsible for ensuring that the counseling performed by
the intern is consistent with the training and experience of
the intern and that the intern complies with al laws and regulations
governing MFT practice.
With
regard to the MFTfs license, unprofessional conduct is punishable
by revocation or suspension of the license. Examples of unprofessional
conduct include: misrepresentation involving type of license
held, educational credentials, professional qualification or
professional affiliations; performing or holding oneself out
as being able to perform services outside the scope of the license;
failing to maintain confidentiality, except as otherwise permitted
or required by law; and soliciting or paying remuneration for
referrals.
Laws
Regarding Marriage
The
requirements for marriage, with a few legally-defined exceptions,
are a marriage license, a medical exam (where required) and
a marriage ceremony. In addition, both parties must be age 18
or older, unless they have been granted permission to marry
by a superior court order after the consent of a parent or guardian
of both parties has been obtained.
Under
California law, dissolution of marriage can be granted on two
grounds: irreconcilable differences and incurable insanity.
If both parties are agree a legal separation (whereby the parties
remain legally married) can be granted on these same two grounds.
By contrast dissolution of marriage does not require the agreement
of both parties.
When
the custody of a child is in dispute, the court is required
to determine custody in accordance with the childfs best interests.
Custody is to be awarded in the following order of preference:
joint custody, to either parent according to the best interests
of the child, to the person or persons in whom home the child
has been living a wholesome and stable environment; or to any
person or persons deemed by the court to be suitable and able
to provide adequate and proper care and guidance for the child.
The
tests for determining the amount of the child support to be
paid is the need of the child and the ability of the parent
to pay.
The Marina Counseling Center is a provider approved by the
Board of Behavioral Sciences, Provider Number PCE 2699,
for CE credit on an hour for hour basis.
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